Regulatory Disclosures
Cash Equities Disclosures – Americas
Cash Equities Disclosures – EMEA
Cash Equities Disclosures – APAC
Listed Equities Option Disclosures – Americas
Citi Match Reference Guide – Asia Pacific
Citi Markets’ Wholesale Equities Clients
Client Notice: Potential Impact on Payment, Clearing and Settlement Activity if Citi Experiences a Material Adverse Event
Affiliates Revenue Sharing Disclosure
Blind Risk Bid Disclosure
Hedging of Guaranteed Equity Program Trades
CitiBLOC Form ATS-N
Citi-ONE Form ATS-N
Schedule A of Form BD
Schedule B of Form BD
SEC Rule 605 Disclosure
SEC Rule 606 Disclosure
SEC Rule 607 Disclosure
Historical SEC Rule 605 Data
Historical SEC Rule 606 Data
FINRA Rule 4370(e) - Notice of Business Continuity Preparedness
FINRA Rule 2265 - Extended Hours Trading Risk Disclosure
FINRA Rule 4340 - Callable Securities Allocation Procedures
FINRA Rule 5270 - Prohibition on Front Running of Block Transactions
FINRA Rule 5320 - Order Handling Practices
CBOE Risk Disclosure
ISE Solicitation Mechanism Notification
MSRB Rule G-10 - Investor Education and Protection
Citi Markets FICC Disclosure
FinCEN Customer Due Diligence Requirements for Financial Institutions
EMIR Interaffiliate Exemption Disclosure
Residents of the United Kingdom or European Union/European Economic Area: Privacy Statement for Banking Capital Markets and Advisory
Citi MiFID II Best Execution Reports RTS 27 & 28