The Role of the Depositary Bank

12 Issuer Services Table 7: London Stock Exchange Admission Fees Market Capitalization (£m) Increment per £m Cumulative Maximum Fee (£) Greater than or equal to (a) Less than (b) (c) 0 5 Minimum fee 33,000 5 50 1,320 92,400 50 250 495 191,400 250 500 165 232,650 500 And above 150 575,000 Maximum fee 575,000 To determine the admission fee: • locate the market capitalization band of the securities to be admitted in column (a) • multiply any additional amount over the ‘greater than’ figure by the corresponding figure in column (b) • add the result of this calculation to the maximum fee in the previous market capitalization band in column (c). In the event of an application being made whereby more than one class of security is being admitted, a separate fee will be charged for each class of security. VAT, currently at 20 per cent, must be added to the fee derived for issuers where applicable. Source: 2017 NASDAQ OMX Table 8: NASDAQ Global Select Market Financial Requirements Financial Requirements Standard 1: Earnings Standard 2: Capitalization with Cash Flow Standard 3: Capitalization with Revenue Standard 4: Assets with Equity Pre-tax earnings (income from continuing operations before income taxes) Aggregate in prior three fiscal years > $11 million and Each of the prior three fiscal years > $0, and Each of the two most recent fiscal years > $2.2 million NA NA NA Cash Flows NA Aggregate in prior three fiscal years > $27.5 million and Each of the prior three fiscal years > $0 NA NA Market Capitalization NA Average > $550 million over prior 12 months Average > $850 million over prior 12 months $160 million Revenue NA Previous fiscal year > $110 million Previous fiscal year > $90 million NA Total Assets NA NA NA $80 million in the most recently completed fiscal year Stockholders’ Equity NA NA NA $55 million Bid Price $4 $4 $4 $4 Market Makers 3 or 4 3 or 4 3 or 4 3 or 4 Corporate Governance Yes Yes Yes Yes