News and Views MiFID II Special Edition 2016

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Markets and Securities Services | Issue 46 64
RTS/ITS Topic Link to Level 1 Adopted by EU
Commission
End scrutiny period
RTS 27 and
Annexes
Data to be provided by execution venues on the quality of
execution of transactions.
MiFID
Point (a) of 1sr
subpara
Article 27(10)
8 June 2016
C(2016)
3333/4
8 September 2016
RTS 28 and
Annexes
Annual publication by investment firms of information on the
identity of execution venues and on quality of execution.
MiFID
Point (b)
1st subpara
Article 27(10)
8 July 2016
C(2016) 3337/3
8 September 2016
RTS Authorisation
MiFID
Article 7(4)
14 July 2016
C(2016) 4417
14 October 2016
ITS Authorisation.
MiFID
3rd subpara
Article 7(5)
29 June 2016
C(2016) 3917
RTS Passporting.
MiFID
3rd subpara
Article 34(8)
3rd subpara
Article 35(11)
29 September 2016
ITS Passporting.
MiFID
Articles 34(9) &
35(12)
RTS Cooperation between authorities.
MiFIR
Article 46(7)
14 July 2016
C(2016) 4415
14 October 2016
RTS Registration of third country firms.
MiFID
Article 80(3)
14 July 2016
C(2016) 4407
14 October 2016
Type Linked to Adopted by EU
Commission
Covering
Delegated
Directive
MiFID 7 April 2016
C(2016) 2031
Safeguarding of financial instruments and funds belonging to
clients, product governance obligations and rules applicable to the
provision or reception of fees, commissions or any monetary or
non-monetary benefits.
Link to Directive here.
Delegated
Regulation
MiFID 25 April 2016
C(2016) 2398
& Annex
Organisational requirements and operating conditions for
investment firms and defined terms.
Link to Regulation
here.
Link to Annex here.
Delegated
Regulation
MiFIR 18 May 2016
C(2016) 2860
& Annex
Definitions, transparency, portfolio compression and supervisory
measures on product intervention and positions.
Link to Regulation
here.
Link to Annex here.
Delegated
Regulation
MiFID &
MiFIR
23 June 2016 —
published in EU OJ
30 June 2016
Regulation (EU) 2016/1033: amending MiFIR (Regulation (EU)
No 600/2014)), MAR (Regulation (EU) No 909/2014)) and CSDR
(Regulation (EU) No 909/2014)).
Directive (EU) 2016/1034: amending MiFID (Directive 2014/65/EU).
Link to Regulation
here.
Delegated acts linked to Level 1 provisions (MiFID and MiFIR)
Source: , last accessed on 7 October 2016.